To open PFG accounts please print and complete the attached forms. Once completed send scanned copies to peterc@catranis.com or fax to US+949-643-7111 or US + 949-376-8025
Originals must follow within 15 business days.

PFG Account Forms
Foreign Currency Acknowledgement
Trading Authorization
FCM System Monitoring Agreement
Forex Capital QEP 4.7 D-Doc

1) AccountForms.pdf = all forms necessary to open any type of account, pages that need to be completed:

• Pages 3 and 4 account holder information
• Page 13 Signature
• Page 14 Social Security number and signature
• Page 16 Signature
• Page 31 Signature
• 34 Personal Guarantee, signature

2) Foreign Currency Acknowledgement.pdf - Please Sign

3) TradingAuthorization.pdf = pages that need to be completed

• Page 1, Hereby Authorizes Forex Capital Management
• Page 2 Signature at the bottom, we fill in the top of page 2

4) One of the two forms below needs to be completed (D-doc or Systems Monitoring Agreement)

Non US customers and U.S. 4.7 Qualified Eligible Participants please complete the 4.7 Disclosure Document
Non 4.7 Q.E.P. US customers (net worth less than 2M, income less than 200K and futures/forex accounts less than 250K last six months) Please complete the Systems Monitoring Agreement.

Forex Capital Management 4.7 Disclosure Document Items that need to be completed
page 12) check A, name and signature on the bottom page
13) name , date, signature both boxes page
16) name, date, signature page
17) name, date, signature page
19) optional

Systems Monitoring Agreement
Page 3 signature, we complete the rest and forward copies
Page 5 signature, we complete the rest and forward copies
Page 6 signature
Page 11 signature

 

Funding instructions for PFG accounts >>> click here. (Should you decide to work with a different firm please advise and funding instructions will be emailed immediately.)

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For IRA accounts we can use any of the following firms:

Millennium Trust Company
Website: http://www.mtrustcompany.com
Account Forms

North Star Trust
Website: www.northstartrust.com
Account Forms
(** If you are a first time customer, you have to login in in order to request information).

Fiserv ISS (used to be Lincoln Trust)
Website: https://www.fiserviss.com
Account Forms

Entrust
Website: http://www.entrustadmin.com/
Account forms

Please forward the completed account documents to:
Victoria Voet
Catranis & Company
31351 Rancho Viejo Rd Suite 201
San Juan Capistrano, CA 92675

If you have any questions please call 800-994-5757 or email Peter Catranis

Regards,
Peter Catranis

USA + 949-376-8020 direct
US toll-free 800-994-5757
Mobile 949-933-1449
Email Peter Catranis

Risk Disclosure

The risk of loss in trading foreign exchange can be substantial. You should therefore carefully consider whether such trading is suitable in light of your financial condition. You may sustain a total loss of funds and any additional funds that you deposit with your broker to maintain a position in the foreign exchange market. Actual past performance is no guarantee of future results. Simulated performance results also have certain limitations unlike actual performance records, simulated results do not represent composite trading. Also, since trades have not actually been executed for this composite, the results may have under-or-over compensated for the impact, if any, of certain market factors, such as lack of liquidity, simulated trading results, in general are also subject to the fact they are designed with the benefit of hindsight. No representation can or is being made that any trading system will, or is likely, to achieve profits or losses similar to those shown in this simulated performance record.

The performance records have been calculated in a manner we believe to be reasonable and is based on the respective leverage factors intended to be used. Prospective investors must recognize that any simulation of a hypothetical record, even when based on actual trading systems, with qualified trade execution, has inherent limitations. We believe that the records as presented should be of interest to investors in determining whether to participate, such rates of return should by no means be taken as an indication of how the system will perform or would have performed, even given the same trades. Any performance record compiled from individual performance records of any trading methodologies has certain hypothetical and artificial characteristics and must be evaluated accordingly.

The risk of loss in trading commodities can be substantial.You should therefore carefully consider whether such trading is suitable for you in light of your financial condition. The high degree of leverage that is often obtainable in commodity trading can work against you as well as for you. The use of leverage can lead to large losses as well as gains.In some cases, managed commodity accounts are subject to substantial charges for management and advisory fees. It may be necessary for those accounts that are subject to these charges to make substantial trading profits to avoid depletion or exhaustion of their assets. The disclosure document of a commodity trading advisor ("CTA") contains a complete description of the principal risk factors and each fee to be charged to your account by the CTA.

HYPOTHETICAL PERFORMANCE RESULTS HAVE MANY INHERENT LIMITATIONS, SOME OF WHICH ARE DESCRIBED BELOW. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFITS OR LOSSES SIMILAR TO THOSE SHOWN. IN FACT, THERE ARE FREQUENTLY SHARP DIFFERENCES BETWEEN HYPOTHETICAL PERFORMANCE RESULTS AND THE ACTUAL RESULTS SUBSEQUENTLY ACHIEVED BY ANY PARTICULAR TRADING PROGRAM. ONE OF THE LIMITATIONS OF HYPOTHETICAL PERFORMANCE RESULTS IS THAT THEY ARE GENERALLY PREPARED WITH THE BENEFIT OF HINDSIGHT. IN ADDITION, HYPOTHETICAL TRADING DOES NOT INVOLVE FINANCIAL RISK AND NO HYPOTHETICAL TRADING RECORD CAN COMPLETELY ACCOUNT FOR THE IMPACT OF FINANCIAL RISK IN ACTUAL TRADING. FOR EXAMPLE, THE ABILITY TO WITHSTAND LOSSES OR TO ADHERE TO A PARTICULAR TRADING PROGRAM IN SPITE OF TRADING LOSSES ARE MATERIAL POINTS WHICH CAN ALSO ADVERSELY AFFECT ACTUAL TRADING RESULTS. THERE ARE NUMEROUS OTHER FACTORS RELATED TO THE MARKETS IN GENERAL OR TO THE IMPLEMENTATION OF ANY SPECIFIC TRADING PROGRAM WHICH CANNOT BE FULLY ACCOUNTED FOR IN THE PREPARATION OF HYPOTHETICAL PERFORMANCE RESULTS AND ALL OF WHICH CAN ADVERSELY AFFECT ACTUAL TRADING RESULTS.

Although adding Managed Futures investments to a portfolio may provide diversification, Managed Futures investments are not a hedging mechanism; there is no guarantee that Managed Futures investments will appreciate during periods of inflation or stock and bond market declines.

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